Unit 8 — Column Theory & Unit 9 — Compound Stresses, Theories of Failure

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Eccentric Loading, Core of a Section & Theories of Failure — Full Notes with Diagrams & Examples
Strength of Materials / Mechanics of Solids — Drawing Sheet No. 9

Eccentric Loading, Core of Section & Theories of Failure

Combined direct + bending stress under eccentric axial load (one axis and both axes), the middle-third no-tension rule, core/kernel of a section, principal stresses via Mohr's circle, and the five classical yield/failure criteria.

SCOPEEccentric columns · core of section · 5 failure theories
APPLIES TOColumns, footings, dams, shafts, pressure vessels
PREREQUISITEUnit 3 — Direct Stress & Strain
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8.1 Eccentric load acting on one axis

Column Theory — combined direct + bending stress

When an axial load P is applied to a column not through the centroid but offset by a distance e along one principal axis, it is statically equivalent to a concentric load P plus a moment M = P·e. Every fibre of the cross-section therefore carries direct stress and bending stress together.

Combined stress at any fibre, distance y from the centroidal (bending) axisσ = P/A ± M·y/I = P/A ± P·e·y/I

For a rectangular section b (width) × d (depth), with the eccentricity e measured along the depth d, A = bd, I = bd³/12, ymax = d/2:

Extreme fibre stresses (rectangular section)σmax = (P/A)(1 + 6e/d)   (near edge, same side as load) σmin = (P/A)(1 − 6e/d)   (far edge)
e P σmax σmin d
Fig 8.1 — Trapezoidal stress distribution, e < d/6 (all compressive)

The trapezoidal stress block above is only valid while σmin stays compressive. As e increases, σmin shrinks; once e exceeds a critical value, σmin would need to be negative — i.e. tensile — to satisfy equilibrium. Sections 8.2–8.4 pin down exactly where that limit lies.

8.2 Condition for no tension in the section

The "middle-third rule"

Masonry, brickwork, plain concrete, and soil under a footing cannot reliably carry tension — the joint simply opens up. So the eccentricity of the resultant load must be limited to whatever keeps σmin ≥ 0 everywhere in the section.

Setting σmin = 0 (limiting case)(P/A)(1 − 6e/d) = 0 ⇒ 1 − 6e/d = 0 ⇒ e ≤ d/6

So the load must act within the middle third of the depth — a band of width d/3 straddling the centroid. This is the classical middle-third rule used for masonry dams, footings, and unreinforced piers.

middle third (d/3) e < d/6 e = d/6 e > d/6 (invalid)
Fig 8.2 — σmin vanishes exactly at e = d/6 (triangular block); beyond that, "tension" is not physically possible so contact/stress area reduces instead

Beyond e = d/6, a no-tension material doesn't develop the negative stress shown by the dashed red triangle — instead the material simply loses contact over part of the base, and the effective bearing area shrinks until equilibrium is restored on a smaller triangular stress block (relevant for footings and gravity dams, covered separately under eccentric footing design).

Rule of thumb: keep the resultant thrust line within the middle third of any masonry or unreinforced section — this single check replaces a full stress analysis for "no tension anywhere" design.

8.3 Eccentricity about both axes (biaxial)

Load offset from both centroidal axes at once

If the load P is applied at a point offset by ex from the y–y axis and ey from the x–x axis simultaneously, it produces two moments at once: Mx = P·ey (bending about x–x) and My = P·ex (bending about y–y). Stress at any point (x, y) superposes all three effects:

General combined-stress equationσ(x,y) = P/A ± (Mx·y)/Ixx ± (My·x)/Iyy = P/A ± (P·ey·y)/Ixx ± (P·ex·x)/Iyy

For a rectangular section b × d, the four corners are always where the extreme stresses occur (x = ±b/2, y = ±d/2):

Corner stresses, rectangular sectionσ = (P/A) [ 1 ± 6ex/b ± 6ey/d ]

Four combinations of the ± signs give the four corner stresses. The single largest value (both signs positive, load-side corner) governs compression design; the smallest value governs the no-tension check.

P (ex, ey) σ₁ max σ₂ σ₄ σ₃ min
Fig 8.3 — Four corner stresses under biaxial eccentricity; near-load corner governs σmax, opposite corner governs the no-tension check

8.4 Core (kernel) of a section

The zone within which the load can act without producing any tension

Generalising §8.2, the no-tension limit for eccentricity along any single axis is:

General no-tension limitelimit = Z/A = I/(A·ymax) = k²/ymax    (k = radius of gyration, Z = section modulus)

The core (or kernel) of a section is the locus of all such points, in both axes at once — if the load acts anywhere inside this core, no tension develops anywhere on the section.

Section shapeCore shapeCore dimension
Rectangle b × dRhombus (diamond)Diagonals b/3 and d/3 — i.e. vertices at b/6, d/6 from centroid
Circle, diameter DCircleRadius D/8 (derived from e = I/(A·ymax) = (πD⁴/64)/(πD²/4 · D/2) = D/8)
Hollow circular (tube)Circle (larger than solid)Radius = (D² + di²)/(8D)
d/6 b/6
Fig 8.4a — Core of a rectangular section: rhombus of diagonals b/3 × d/3
D/8
Fig 8.4b — Core of a circular section: concentric circle of radius D/8
Design use: if the resultant thrust line of a column, dam, or footing stays inside the core for every load case, the section never develops tensile stress under any of them — this is why core diagrams are drawn for retaining-wall and dam base checks.

Eccentric-load instrument

Set section size, load, and eccentricity along both axes — read all four corner stresses and the no-tension check live
Section, core & load point
Corner stresses (compression +, tension −)

9.1 Why we need a theory of failure

Introduction

A tension test gives one clean number: the yield stress σy or ultimate stress σu at which a bar fails under uniaxial stress. But a real machine shaft carries bending and torsion together, a pressure-vessel wall carries hoop and longitudinal stress together, and a column carries axial load with eccentricity. In every one of these the material is under compound (combined) stress — two or three principal stresses acting at once, not one.

A theory of failure is simply a rule that converts a complicated multi-axial stress state into a single "equivalent" number that can be compared directly against the simple, single-number yield or ultimate strength from a tension test.

Why five different theories? No single criterion matches every material. Ductile metals fail by slipping on shear planes; brittle materials (cast iron, concrete, rock) fail by cracking on the plane of maximum tensile stress. The theories were developed to match these different physical failure mechanisms.
TheoryAlso known asBest suited to
Maximum Principal StressRankine's theoryBrittle materials (cast iron, ceramics, rock, concrete)
Maximum Shear StressGuest's / Tresca's theoryDuctile materials — conservative, simple to apply
Maximum Principal StrainSt. Venant's theoryRarely governs; occasionally used for brittle materials
Total (Maximum) Strain EnergyHaigh's theoryGeneral elastic materials; historically used, less common now
Maximum Shear Strain EnergyVon Mises' / Distortion Energy theoryDuctile materials — most accurate, industry standard

9.2 Stresses on an oblique plane

Recap of compound stress

Consider a small rectangular element carrying normal stresses σx, σy and complementary shear stress τxy on its faces. Cutting the element on a plane inclined at angle θ to the x-axis and resolving forces gives the normal stress σθ and shear stress τθ on that plane.

σx σx σy σy τxy θ
Fig 9.1 — General 2D stress element, cut on plane θ
Normal stress on plane θ σθ = (σx+σy)/2 + (σx−σy)/2 · cos2θ + τxy · sin2θ
Shear stress on plane θ τθ = (σx−σy)/2 · sin2θ − τxy · cos2θ

The principal planes are the two orthogonal planes where τθ = 0. On these planes σθ is either maximum (σ₁) or minimum (σ₂) — these are the principal stresses, and it is these two numbers that every failure theory below acts on.

Principal stresses σ1,2 = (σx+σy)/2 ± √[ ((σx−σy)/2)² + τxy² ]
Maximum in-plane shear τmax = √[ ((σx−σy)/2)² + τxy² ]

9.3 Mohr's Circle — the graphical shortcut

Graphical construction

Mohr's circle plots every possible (σθ, τθ) pair for a stress state as a circle in the σ–τ plane, so principal stresses can be read off directly without repeated trigonometry.

  1. Plot point A = (σx, τxy) and point B = (σy, −τxy).
  2. The centre C lies on the σ-axis at (σx+σy)/2 — join A to B; this line is a diameter.
  3. Radius R = √[((σx−σy)/2)² + τxy²] = the maximum shear stress τmax.
  4. σ1 = C + R (right-most point), σ2 = C − R (left-most point). Both intersections with the σ-axis have τ = 0, confirming these are principal planes.
σ τ σ1 σ2 A(σx,τxy) B(σy,-τxy) C
Fig 9.2 — Mohr's circle: diameter AB, centre C, radius R = τmax

Top 3 theories of failure engineers actually use

Out of five classical theories, these three cover almost every real design code
#1 — MOST WIDELY USED (DUCTILE)

Von Mises (Distortion Energy)

Best experimental fit to real ductile-metal yield data. Default criterion in FEA software, ASME & most mechanical design codes. σe = √(σ1² − σ1σ2 + σ2²).

Used for: shafts, machine frames, pressure vessels, FEA stress checks
#2 — SIMPLEST & MOST CONSERVATIVE

Tresca (Max Shear Stress)

Hand-calculation friendly, always errs on the safe side vs Von Mises. Basis of Guest's Law and many older machine-design codes. σ1 − σ2 ≥ σy.

Used for: quick shaft design checks, teaching, conservative codes
#3 — STANDARD FOR BRITTLE MATERIALS

Rankine (Max Principal Stress)

The only theory of the five that correctly predicts brittle fracture on the plane of maximum tension. σ1 ≥ σy. Simple but unsafe for ductile metals under biaxial stress of opposite sign.

Used for: cast iron, concrete, rock, ceramics, glass
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9.4 Maximum Principal Stress Theory

Rankine — best for brittle materials

Failure occurs when the largest principal stress reaches the uniaxial yield (or ultimate) stress from a simple tension test — the other principal stress is ignored entirely.

Failure / design criterionσ1 ≥ σy   (design: σ1 ≤ σy / FOS)

In the σ1–σ2 plane this criterion is a square box of side 2σy centred at the origin — very simple, but it ignores σ2 completely, which makes it unsafe in states of biaxial stress with opposite signs (e.g. torsion, where σ1 = −σ2).

Use case: Cast iron, ceramics, rock, glass, concrete — materials that fracture with almost no plastic flow, on the plane of maximum tensile stress.

9.5 Maximum Shear Stress Theory

Guest's / Tresca's theory — the ductile-material workhorse

Failure (yielding) occurs when the maximum shear stress in the complex state reaches the maximum shear stress at yield in a simple tension test, which is σy/2.

Failure criterionτmax = (σ1 − σ2)/2 ≥ σy/2  ⇒  σ1 − σ2 ≥ σy

Plots as a hexagon inscribed inside the Rankine square — always more conservative (smaller safe region) than Rankine and than the Von Mises ellipse in §9.8. Because it is simple and always errs safe, it is the most widely used theory in machine design codes (e.g. ASME shaft design).

Physical basis: Ductile metals yield by dislocation slip on planes of maximum shear (~45° to the loading axis) — visible as Lüders bands / slip lines in a tension test.

9.6 Maximum Principal Strain Theory

St. Venant's theory

Failure occurs when the largest principal strain reaches the strain at yield in simple tension. Using Hooke's law for a biaxial state:

Failure criterionε1 = (1/E)[σ1 − ν(σ2+σ3)] ≥ σy/E  ⇒  σ1 − ν·σ2 ≥ σy

The Poisson's ratio term rotates and skews the failure boundary into a parallelogram-like shape relative to Rankine's square. It rarely governs design today, but historically was applied to brittle materials as an alternative to Rankine.

9.7 Total (Maximum) Strain Energy Theory

Haigh's theory

Failure occurs when the total elastic strain energy stored per unit volume in the complex stress state equals the strain energy per unit volume at yield in simple tension.

Strain energy per unit volume (biaxial)U = (1/2E)[σ1² + σ2² − 2ν·σ1σ2]
Failure criterionσ1² + σ2² − 2ν·σ1σ2 ≥ σy²

This traces an ellipse in the σ1–σ2 plane — but because it includes the energy of pure volume change (hydrostatic strain energy) as well as shape change, it predicts yielding even under equal all-round hydrostatic stress, which real ductile metals do not exhibit. This flaw is exactly what the next theory fixes.

9.8 Maximum Shear Strain Energy Theory

Von Mises' / Distortion Energy theory — most accurate for ductile metals

Total strain energy can be split into (a) energy that changes volume and (b) energy that changes shape (distortion). Experiments show ductile metals yield due to shape-distortion energy only — hydrostatic stress alone does not cause yielding. Von Mises' theory keeps only that distortion component.

Von Mises equivalent stress (biaxial, σ3 = 0)σe = √(σ1² − σ1σ2 + σ2²)
Failure criterionσe ≥ σy   i.e.   σ1² − σ1σ2 + σ2² ≥ σy²

This also traces an ellipse (slightly larger than Haigh's, tilted at 45°), circumscribing the Tresca hexagon. It gives the best experimental fit to real ductile-metal yield data and is the default criterion in most modern FEA software ("Von Mises stress" contour plots).

σ1 σ2 σy,0 0,σy
Fig 9.3 — Rankine (square) ⊃ Von Mises (ellipse) ⊃ Tresca (hexagon)
TheoryShape in σ1–σ2 planeRelative safety margin
RankineSquareLeast conservative — largest safe zone
Von MisesEllipse (45° tilt)Middle — best fit to test data
TrescaHexagon inside the ellipseMost conservative for ductile metals

All three envelopes coincide exactly at the uniaxial points (σy, 0) and (0, σy) — they agree with the tension test by definition. They diverge most in the third quadrant (σ1, σ2 of opposite sign, i.e. pure shear), which is exactly why the choice of theory matters most for torsion-dominated shafts.

Stress-state drafting instrument

Set σx, σy, τxy and a yield strength — watch Mohr's circle and all five theories update live
Stress element
Mohr's circle
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References

  1. Timoshenko, S. & Young, D. H. — Elements of Strength of Materials, 5th ed., East-West Press.
  2. Beer, F. P., Johnston, E. R., DeWolf, J. T. & Mazurek, D. F. — Mechanics of Materials, McGraw-Hill.
  3. Hibbeler, R. C. — Mechanics of Materials, Pearson.
  4. Khurmi, R. S. — Strength of Materials, S. Chand Publishing.
  5. Punmia, B. C., Jain, A. K. & Jain, A. K. — Mechanics of Materials, Laxmi Publications.
  6. Budynas, R. G. & Nisbett, J. K. — Shigley's Mechanical Engineering Design, McGraw-Hill (theories of failure, distortion-energy criterion).
  7. Pytel, A. & Singer, F. L. — Strength of Materials, Harper & Row.
  8. Bureau of Indian Standards — IS 800: 2007, General Construction in Steel — Code of Practice (design stress limits).
Eccentric Loading, Core of a Section & Theories of Failure — prepared as interactive study notes · content for educational reference

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